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Universal Market Integrity Rules
Results: 172

#	Item
141	Universal Market Integrity Rules Rules & Policies 5.3 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-18 15:04:58 Finance Order Volume-weighted average price Futures contract Investment broker Stock market Financial economics Investment
142	Universal Market Integrity Rules Rules & Policies 7.2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:04 Securities Commission Government Politics Economy of Canada Universal Market Integrity Rules Canadian securities regulation
143	Universal Market Integrity Rules Rules & Policies 6.4 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:04:02 Securities Security Stock market Settlement Securities Act Repurchase agreement Futures contract Universal Market Integrity Rules Financial economics Finance Investment
144	Universal Market Integrity Rules Rules & Policies 5.2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:03 Finance Stock market Mathematical finance Financial regulation Order Volume-weighted average price Best execution Algorithmic trading Market maker Financial markets Financial economics Investment
145	Universal Market Integrity Rules Rules & Policies PART 8 – PRINCIPAL TRADING 8.1 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-18 15:27:05 Business Order Futures contract Volume-weighted average price Repurchase agreement Scalping Stock market Financial economics Finance
146	│Discipline Notice│ May 30, 2008 No[removed]Suggested Routing Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-31 07:58:37 Economy of Canada Universal Market Integrity Rules Securities Act Financial regulation Economy of the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
147	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-02 14:11:03 Securities Financial system Canadian Investment Manager Professional certification in finance Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Act Exempt market dealer Financial economics Business United States Securities and Exchange Commission
148	Microsoft Word - B IIROC Strategy Document - December[removed]Final dh.doc Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-05-22 15:22:50 Financial regulation Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Economics Universal Market Integrity Rules Regulatory capture Financial adviser Financial economics Finance Investment
149	Administrative General Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-09 15:41:04 United States Securities and Exchange Commission Business Securities Financial system Canadian securities regulation Investment Industry Regulatory Organization of Canada Universal Market Integrity Rules Securities Act Exempt market dealer Financial economics Canadian Investment Manager Professional certification in finance
150	│Market Integrity Notice│ Guidance May 16, 2008 Suggested Routing • Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-31 07:58:00 Economy of Canada Universal Market Integrity Rules Gatekeeper

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